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Your role

Do you want to keep criminals and terrorists from abusing the financial and legislative systems? Are you the type of person willing to be an individual contributor, and stand up for what is right? Do you know how to maintain independence and objectivity? We are looking for someone who can:

• perform Quality Assurance ("QA") work on AML Transaction Monitoring ("TM"), Investigations, and other Financial Crime Prevention units, which includes sourcing and data analysis, sampling selection, independently performing AML TM sampled alerts and investigations, drafting of QA results, and reporting results to senior management
• prepare assessments that reflect the Global MS&C minimum control standards, local standards, business practices and regulatory expectations
• assist in the execution of routine periodic controls in line with the Global MS&C Minimum Control Standards ("GMMCS") and local controls
• complete UBS's annual BSA/AML/OFAC training
• escalate unusual/suspicious activities

Your team

As a Quality Assurance Officer, you will be working within the Americas Financial Crime Prevention team. Our role is to assist UBS in the fight against money laundering, fraud, corruption and terrorist financing. The Financial Crime Prevention QA team is responsible for testing & reviewing the quality of the alerts, investigations and processes within Financial Crime Prevention.

Your expertise

• 4-year college degree or international equivalent
• ideally 3+ years of AML experience in wealth management, broker dealer, retail and/or private bank, and/or correspondent bank or equivalent experience
• prior experience in QA testing, Internal Audit and/or regulatory reviews (i.e., you know how to review and/or disposition alerts/reports and investigations)
• Certified Anti-Money Laundering Specialist (ACAMS) / Certified Fraud Examiner (CFE) / Certified AML and Fraud Professional (CAFP) is a plus
• excellent report writing skills with the ability to communicate risks, controls and proposed operational solutions in an effective way to audiences of all levels of seniority
• able to ‘think on your feet’, balancing commercial objectives with legal, regulatory, and ethical considerations to arrive at sound judgments and decisions and providing compelling solutions
• analytical with the ability to provide practical solutions and prioritize a diverse workload with multiple deadlines
• result-oriented and assertive (you don’t shy away from challenging situations)
• detail-oriented with the ability to multi-task and change directions based on business demands

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

How we hire

This role requires an assessment on application. Learn more about how we hire: www.ubs.com/global/en/careers/experienced-professionals.html

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Business Solutions SA

UBS Recruiting

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Financial Crime Prevention Quality Assurance Testing Officer | UBS - Experienced professionals - job boards