JPMorgan Chase & Co.

The Statutory Audit Team is an audit department established based on Taiwan's financial supervision regulations. It is an independent, objective assurance and consulting activity designed to add value and improve the operations of JPMorgan Asset Management Taiwan. The team assists the board of directors and management in inspecting and reviewing deficiencies in the internal control system as well as measuring effectiveness and efficiency of operations, and shall make timely recommendations for improvements to ensure the sustained operating effectiveness of the system. 

As an Associate / Analyst in the Statutory Audit Team, you will assist the Head of Statutory Audit to develop, plan and execute the annual audit plan.

Job responsibilities

• Perform general audits and special audits in accordance with annual audit plan and regulatory requirements, and follow up on the remediation activities for audit findings.
• Work with relevant parties on the RFIs during the regulator onsite inspections.
• Prepare follow-up reports of internal and external audit findings to the BOD at least on a quarterly basis.
• Assist to certify and issue declaration statements of internal control system by reviewing of annual internal control self-assessment reports.
• File the execution report of annual audit plan to SITCA timely.
• Assist the business units to amend the internal control guideline, and revise the internal audit implementation rules accordingly. 
• Perform spot checks on the training events for distributors.
• Participate in ad hoc assignments or projects whenever needed.

Required qualifications, capabilities, and skills

• Bachelor’s degree in Law, Accounting or Finance related fields. 
• Senior Securities Specialist License or SITE & SICE Personnel License. 
• 2+ years of working experience in Asset management, Banks, Securities/Futures firms or big 4 CPA firms. 
• Good verbal, written and negotiation skills in both English and Chinese.
• Effective project management skills
• Ability to work under pressure and meet milestones within time. 

Preferred qualifications, capabilities, and skills

• Audit, Compliance, Risk background preferred

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.