Toggle navigation
×
Search
Jobs
Explore
Careers
Get
Advice
Employers >
Sign In
Sign In
Sign In
How Tapwage Works
Contact
Find a Job
Career Channels
Recruiting tools
Post Jobs
Search Jobs
Next Job
Search Jobs
How Tapwage Works
Post Jobs
Compliance Analyst - Surveillance
Squarepoint Capital
Bangalore, India
Education
Junior
Benefits
Full-Time
Qualifications
Auditing
Skills
General and Administration
Professional Services
Experience
Bachelor's Degree
Industry
Anti-Fraud Certification
Other
General Superlatives
Old Company Template
Apply
10,000+ Similar
Jobs
Responsibilities:
Support the Compliance department in the delivery of the wider compliance program
Assist with trade surveillance monitoring to detect market abuse or improper trading behavior
Conducting daily analysis of automated surveillance alerts through systems such as SMARTS
Carry out audio and electronic communications surveillance
Assist with e-discovery requests
Conduct periodic forensic testing and reviews in accordance with the Compliance Monitoring Plan
Required Qualifications:
Bachelor's degree in finance, business, or a related field; or professional certification (e.g., CAMS) preferred
1-3 years of compliance, audit, risk or regulatory experience
Knowledge of various financial products and markets
Excellent administrative skills and the ability to prioritize tasks to meet deadlines
Ability to maintain a high level of confidentiality while handing protected and sensitive material
Strong written and verbal communication skills
Read Full Description
Apply
Jobs at Squarepoint Capital
Similar Jobs
Confirmed 3 hours ago.
Posted 13 days ago.
Discover Similar Jobs
Market Surveillance Compliance -Team Lead
State Street
- Bangalore, India
Bachelor's Degree
Full-Time
Mid-Level
Professional Services
Trade Surveillance - Compliance
Millennium Management
- Bangalore, India
Bachelor's Degree
Full-Time
Junior
Professional Services
Compliance Monitoring & Surveillance, Senior Associate
State Street
- Bangalore, India
General and Administration
Auditing
Bachelor's Degree
Certified Information Systems Auditor
Certified Public Accountant
Full-Time
Hybrid
Junior
Professional Services
Personal Trading Analyst [Compliance]
Millennium Management
- Bangalore, India
General and Administration
Bachelor's Degree
Full-Time
Junior
Global Trading Regulatory & Compliance Analyst
ExxonMobil
- Bangalore, India
Bachelor's Degree
Full-Time
Junior
Professional Services
Suggested Articles
Leaving Banking: The Why, When, and How
5 Must Read Books As You Start Your Finance Career
Demand for (Artificial) Intelligence: Jobs for Engineers & Scientists
Is it Really 10 Times Harder to Get Into Google Than Goldman Sachs?
How To Get Into Investment Banking
Let's Talk About Money
Beginning in Banking
Roles for Junior Investment Bankers
For the Dealmakers
Mid-Level and Senior Investment Banking Jobs
Checking up on Wall Street
Junior Compliance and Audit Jobs at Wall Street Firms
Tapwage
Squarepoint Capital
Compliance Analyst - Surveillance