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Your role
Are you a sharp evaluator of risk, who enjoys investigating complex business processes and products? Do you want to play a key role in improving the effectiveness of business critical processes to help safeguard and strengthen UBS?
We’re looking for an GWM APAC Expert / Auditor to:
・ plan and execute audits, issue assurance and risk assessment, primarily covering the Japan GWM audit plan and collaborating with APAC GWM and other functional audit teams to cover regional/ global audits, working effectively in order to provide the expected level of assurance and to meet the time/budget allocated for the task
・ meet our internal standards for the quality, execution and documentation of work, taking account of legal entity coverage expectations, where required
・ highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and escalate any significant concerns appropriately
・ where relevant, develop issues and audit reports according to our internal reporting and issue disposition standards that are fully supported by the work done and require minimal feedback from reviewers.
・ successfully collaborate with peers in and across audit teams
・ build and maintain constructive relationships with colleagues and relevant stakeholders at all levels including senior management
Your team
In our agile operating model, audit crews are aligned to business and functional areas, products and services and consist of a number of autonomous pods. You’ll be working in the GWM APAC team in Tokyo covering Global Wealth Management business in Japan and the wider APAC region.
Your expertise
In our agile operating model, audit crews are aligned to business and functional areas, products and services and consist of a number of autonomous pods. You’ll be working in the GWM APAC team in Tokyo covering Global Wealth Management business in Japan and the wider APAC region.
Your expertise
・strong experience (approx. 5years) in internal controls, business risk or audit function within the financial services preferred.
・strong analytical skills and quantitative approach to problem solving
・able to quickly understand complex processes and challenge the status quo, identifying risks and inadequacies in processes
・willingness to keep up with industry, regulatory developments and learn new concepts and methods
・ability to effectively communicate with senior stakeholders
・fluent in Japanese language
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Contact Details
UBS Business Solutions SA
UBS Recruiting
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.