Conduct investigations into mid- to high-risk financial crime, business practices and allegations of misconduct involving employees, e.g. fraud, employee’s misconduct, data leakage, speak up through the Bank’s escalation process.
To manage the financial crime investigations into serious fraud, money laundering and terrorist financing. Fraud investigations are conducted with the aim of reducing losses, identifying and helping the prosecution of suspects (including staff members) who commit fraud against the bank or our customers. Investigations also include, as a matter of course, reviews of branch and operational controls with the aim of providing practical recommendations, which balance growth, cost and risk to minimise losses and prevent fraudulent activities in the future. Training must also be given to colleagues in other departments on financial crime matters.
Ensure all cases are captured accurately and assigned to the investigator(s), manage local investigators and supervise the investigation process, if applicable.
Promptly escalate significant matters to Taiwan Head of Investigations and others as needed.
Ensure that case files are prepared during investigation. (with relevant data e.g. customer, bank records). After the cases are completed, archive the files, register info into the case management database.
Other jobs assigned by Taiwan Head of Investigations.