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At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.
Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.
Job Title
Oversight Specialist - Clearing and Custody
Job Description
What is the opportunity?
As an Oversight Specialist for the clearing and custody team you will support Registered Investment Advisors by conducting numerous branch administrative supervision functions in accordance with relevant firm and regulatory policies and procedures for the Advisor Services (AS) channel. Support correspondent broker/dealers (BDs) clearing through RBC C&C who are increasingly looking to their clearing firms for support which helps them to understand and comply with complex regulatory requirements.
If you are a detail oriented, enjoy working in an agile deadline driven environment and would like to progress your career by managing effective relationships then we want to hear from you!
What will you do?
What do you need to succeed?
Must-have
Nice-to-have
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
Job Summary
Supports RBC Clearing & Custody firms to manage risks and improved processes. Applies experience and seasoned knowledge, skills, and practices to perform a variety of assignments.
Address:
Minneapolis, Minnesota, United States of America
City:
USA-MN-MINNEAPOLIS
Country:
United States of America
Work hours/week:
40
Employment Type:
Full time
Platform:
Wealth Management
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2023-09-07
Application Deadline:
2023-10-09
Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at rbc.com/careers.
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