Line of Service
Advisory
Industry/Sector
Not Applicable
Specialism
Corporate Finance
Management Level
Senior Associate
Job Description & Summary
A career within Deals Corporate Finance services, will provide you the opportunity to deliver innovative deal solutions to our clients, providing advice and support, from initiation through to deal completion. In short, we’re a part of helping some of the world’s leading companies across industries originate, create, execute, and realise value from deals. Through data driven insights we help our clients move in the right direction ensuring maximum value for their company.
Responsibilities
- Collaborate with engagement team members to advise corporate finance clients on Customer Due Diligence (CDD) as part of the onboarding process.
- Conform to MAS requirements and guidelines to Capital Markets Intermediaries on Prevention of Money Laundering and Countering the Financing of Terrorism.
- Verify the ownership and control structure of the client by using a reliable, independent source of data.
- Verify the identity of the customer such as beneficiary owner, a person having executive authority, connected parties, industry, and business exposure in sanctioned countries.
- Assist the team to create a necessary country-specific guide for KYC purpose.
- Liaising with client to request for KYC documents such as identification documents and proof of address.
- Filling in CAPARA AML KYC Form which summarises the entity information, ultimate beneficial owner, person having executive authority, directors, screening result and AML risk assessment.
- Conduct screening via data platform to examine any risk indicators such as sanctions, money laundering, tax adverse news, terrorism financing, and PEP indicator.
- Put together a list of adverse news and risk mitigation factors to support engagement team members’ decision-making on risk acceptance.
- Document appropriate rationale to conclude the risk assessment and basis of approval/disapproval to establish a business relationship with the client
Requirements
- Degree in Business/Finance related field
- At least 5 years of work experience in related field
- Compliance related work experience
- Excellent verbal and written communication ability
- Demonstrating accuracy and attention to details when working in a fast paced environment
- Enjoy working as a part of a multicultural team
- A self-starter with high level of initiative
Education (if blank, degree and/or field of study not specified)
Degrees/Field of Study required:
Degrees/Field of Study preferred:
Certifications (if blank, certifications not specified)
Required Skills
Optional Skills
Desired Languages (If blank, desired languages not specified)
Travel Requirements
0%
Available for Work Visa Sponsorship?
No
Government Clearance Required?
No
Job Posting End Date
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