State Street

This position is for a 6- months fixed term employee, which mean the contract only lasts for 6 months.

• Provide compliance advice to BUs in Taiwan related to regulations, enquiries and issues.
• Interface with regulators and external auditors. Handle regulatory enquiries, audits, regulatory reporting.
• Identify compliance risks, and perform further assessment, monitoring and reporting. 
• Perform due diligence in respect of new project, products and businesses.
• Be responsible for compliance monitoring & surveillance, control & testing and compliance oversight program related matters
• Prepare Compliance training schedule and materials and conduct training
• Prepare and maintain compliance policies and procedures
• Support Country MLRO to perform all functions relating to GFCC, including but not limited to training, risk assessment, regulatory reporting, etc.