Vice President - Int5661050

Goldman Sachs


Duties: Vice President with Goldman Sachs & Co. LLC in New York, NY. Plan, budget, scope, lead and execute risk-focused and regulatory required reviews of the technology areas/processes within the Controllers and Tax divisions with a specific focus on Comprehensive Capital Analysis and Review (“CCAR”), regulatory reporting, capital and Tax calculations. Manage multiple audits concurrently, including the scoping and planning of the audits, employing audit and analytical procedures and techniques to assess the design and operating effectiveness of the controls to mitigate the risks, and discussing the results with the firm’s local and global management. Independently identify risks associated with Technology implementations, enhanced trading controls, Technology governance, privilege management, change management (including Software Development Lifecycle) and data completeness and integrity controls. Manage the design and execution of controls testing within Controllers and Tax and validate the remediation of identified system control weaknesses, utilizing various techniques such as data analysis, code inspection, re-performance of processing logic, observation and interviews to evaluate the adequacy of technology controls. Communicate scope, progress, and results of audit reviews to internal technology and business stakeholders. Document audit testing and results in a clear and concise manner. Coordinate with business auditors on integrated audits to assess business process and systems for mitigating financial, regulatory, and reputational risk within Controllers and Tax. Supervise junior members of the team including summer interns, analysts and associates both as direct reports as well as a supervisory role during the course of projects. Validate quality of Sarbanes-Oxley ("SOX") and Risk Control Self assessments of technology areas/processes within Controllers and Tax. Perform continuous monitoring and develop/maintain an in-depth understanding of technology areas/processes within Controllers and Tax. Perform risk assessments and annual audit planning exercise by leveraging in-depth understanding of technology areas/processes within Controllers and Tax.

Job Requirements: Master’s degree or Bachelor’s degree (U.S. or foreign equivalent) in Electrical Engineering, Computer Science, Information Technology, Information Systems or a related field. Three (3) years of experience in the job offered or in a related role with a Master’s degree or five (5) years of experience in the job offered or in a related role with a Bachelor’s degree. Must have two (2) years of experience with: performing technology audits of controls related to CCAR stress testing within Investment Banks; utilizing audit techniques including data analysis, code inspection, re-performance, observation and interview; object oriented programming concepts and languages (such as Java and C++), scripting languages (such as vbscript, javascript, PERL); data analytics tools (such as Sequential Query Language (SQL), Audit Command Language (ACL), and Aqua Data Studio); database management systems (such as MS SQL Server, Oracle, Sybase); Operating Systems (such as Windows, UNIX) and MS Office tools (such as Word, Excel, Powerpoint, Access) to identify business and technology risks and analyze system controls; application security management including: user entitlements, authentication, accountability, data protection; System Architecture and Design including: availability, performance, data integrity; Technology Operations including: change management, data backup and retention; Technology governance including: technology risk management, policies and procedures, rules, regulations, intellectual property; communicating with and posting stakeholders and senior management on audit scopes, timelines, statuses, and findings; and balancing multiple technology audits with tight and competing deadlines. Must have one (1) year of experience with: planning, budgeting, scoping, leading and executing risk-focused and regulatory required reviews of technology areas/processes within CCAR Controllers, Regulatory Controllers, or Product Controllers.

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Confirmed a day ago. Posted 4 days ago.

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