Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our clients. As an organization, we think globally. We create transparency in an opaque world, and we encourage our people to do the same. That means when you take your place on our team, you’ll discover a supportive and collaborative work environment that empowers you to excel. If you’re ready to share your perspective with the world, then you can make a real impact here. This is the Duff & Phelps difference.

Duff & Phelps Regulatory Consulting helps firms deliver on a wide range of engagements including financial crime, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.

At Duff & Phelps, your work will help protect, restore and maximize value for our clients. Join us and together we’ll maximize the value of your career.

RESPONSIBILITIES:

  • Responsibility for completing monthly and quarterly tasks including, preparation of reports for Fund Boards, monthly review of tasks items to ensure completion.
  • Creation and continuous up-keep of client records, contacts, documents and files.
  • Attendance at monthly client service calls, ensure accurate notes are documented following the call.
  • Circulate Due Diligence documents to various service providers and manage feedback to ensure completion in a timely manner.
  • Assisting with the preparation and review of compliance manuals and other related policies and procedures 
  • Supporting regulatory filing and reporting schedules
  • Assisting with ad-hoc projects where required

REQUIREMENTS:

  • Ability to work on own initiative and as part of a team
  • Client facing, solutions focused skills
  • Clear, logical thought processes, ability to make decisions and articulate these clearly
  • Strong English oral and written communication skills
  • Computer proficiency and ability to maximize applications such as Microsoft Word and Excel
  • Time management skills and ability to work within deadlines
  • Solution-driven and problem-solving attitude

In order to be considered for a position at Duff & Phelps, you must formally apply via careers.duffandphelps.jobs 

Duff & Phelps is committed to equal opportunity and diversity, and recruits people based on merit.

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Confirmed 8 hours ago. Posted 4 days ago.

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