Compliance Specialist

Cargill

Company Type
Industry
Experience
Workhours

Description

Position Purpose & Summary

Global regulatory requirements impacting Cargill have significantly increased since the global financial crisis. Regulators and exchanges have also increased their scrutiny of existing requirements. This position plays a critical role in supporting the cash, derivatives and surveillance aspects of Cargill’s commodity markets compliance program.

This position is responsible for reviewing initial trade and communications data and compliance with cash transaction processes.  The person in this role will work with other team members, the team manager and the wider compliance group and have extensive interaction with support teams in business groups engaged in commodity markets (cash and derivative) activity across Cargill globally.

Principal Accountabilities

This position is responsible for collecting, analyzing and following up on data regarding derivative transactions, positions and accounts and related physical market activities across the global organization, monitoring for compliance with key regulatory rules applying to derivatives and ensuring that we meet external financial regulatory reporting requirements.
50% Market Abuse monitoring system
  • Conduct initial review of alerts generated by the trade surveillance system and assess significance of flagged trades pursuant to guidance
  • Coordinate follow up with Surveillance team and wider Compliance team members
  • Conduct initial reviews of communications
  • Escalate matters to appropriate professional staff for further review
  • Maintain records and report to CMCG leadership on trends and outcomes
  • Coordinate follow up with Surveillance team and wider Compliance team members.
40% Cash and Derivative Transaction Monitoring
  • Daily upload verification
  • Account and product mapping
  • Trade Repository Data Validation
  • Non-competitive trade process reviews (EFRP/EFS/Block/Back Office Transfers)
  • Review CPRS/CRM Tool transactions against PAF requirements
  • Monitor Cash Reporting Data (CFTC 204/304 Reports) submissions
  • Periodic review of position data back to source systems.
10% Other Monitoring activities as function evolves
  • Data on active traders and training status
  • CMCG website maintenance.

Qualifications

Minimum Required Qualifications
  • Bachelor’s degree or equivalent
  • 3+ years of work experience
  • Exceptional English (reading/speaking/writing)
  • Database and system skills
  • Attention to detail
  • Problem solving and analytical skills and conceptual strength
  • Good communication skills; ability to work across cultures and time zones
  • Team player
  • Organized and good sense of priorities
  • Accountable
  • Ability to build global/virtual relationships
Preferred Qualifications
  • 5+ years of experience
  • Previous regulatory compliance experience
  • Knowledge of cash commodity markets
  • Knowledge of derivatives markets
  • Previous experience of regulatory/risk reporting or accounting
  • Language skills (French, German) a plus
  • Familiarity using a third-party vendor website system.
Interested? Then make sure to send us your CV and cover letter in English today.
 
Follow us on LinkedIn: https://www.linkedin.com/company/cargill

Job

Legal

Primary Location

BG-08-Sofia

Organization

Law

Schedule

Full-time

Shift

Day Job

Hiring Manager

Ray G Ward

Recruiter

Teodor Bodovski Senior Professional NO MATCH_7 May 31, 2018 In the country of posted position

Read Full DescriptionHide Full Description
Confirmed 16 hours ago. Posted 30+ days ago.

Discover Similar Jobs

Suggested Articles

One Step Register
Need an account? Sign Up