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Your role

Are you risk averse but risk aware? Do you specialize in compliance, anti-money laundering, investigations, monitoring & oversight?

In your role, you'll:

• support the business in managing compliance risk
• identify unusual business relationships and conduct AML investigations ( including SAR filings)
• be responsible for compliance with the current legal and regulatory standards
• advise management as well as client advisors
• perform second-line-of-defense activities in relation to consequential risks
• ensure risk frameworks are designed well and operating effectively
• deliver independent risk assessment and reports that shed light on our risk profile
• provide business management with controls, tools, training, frameworks, information and insights required to manage risk

Your team

You will be employed by UBS Business Solutions AG CH and will work in the team Business Aligned Compliance & Operational Risk Control in the course of Credit Suisse integration into UBS.

We are a team of over 30 compliance officers, responsible for the Wealth Management & Swiss Bank in Romandie. Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

Your expertise

• Swiss degree in law or economics
• ideally 4-6 years of experience in a compliance function within a bank in Switzerland
• analytic, with the ability to provide practical solutions for minimizing risk
• result-oriented and assertive (you don’t shy away from challenging situations)
• a strong communicator, team player, who works well under pressure
• reliable and resilient (challenging situations and conversations don’t scare you)
• fluent in French and English, German is an asset

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Business Aligned Compliance Specialist | UBS - Experienced professionals - job boards