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Your role
Are you ready to partner with key stakeholders across our business to ensure we remain in compliance with applicable laws and regulations?
We are looking for someone who can:
Your team
Compliance & Operational Risk Control (C&ORC)
C&ORC is part of the Group Compliance, Regulatory & Governance (GCRG) function. The GCRG function is the center for compliance and operational risk control, governmental and regulatory affairs as well as investigations and governance matters. C&ORC aims to ensure that all compliance, conduct and operational risks are understood, owned and managed to the firm's risk appetite. C&ORC is responsible for providing independent oversight and control over the compliance and operational risks arising from UBS’s business activities at a global, regional, divisional and entity level.
The UBS Bank USA Compliance Testing Team is part of Central U.S. Operations (CUSO) Compliance Testing. CUSO Compliance Testing is one of the five CUSO C&ORC Compliance Testing teams (“CTTs”) that operate as part of the 2nd Line of Defense within the “Three Lines of Defense” model. Compliance testing is a key component of the CUSO Compliance Risk Management Framework. The Compliance Testing teams provide risk-based independent testing activities for their respective business divisions and support functions within CUSO.
The UBS Bank USA Compliance Team is based in Salt Lake City, UT, with roles aligned with products and services in Raleigh NC, Nashville TN and Weehawken NJ and direct reporting line into the Head of CUSO Monitoring and Testing for the Americas. You will partner with stakeholders from various business and control functions to ensure that the Bank remains in compliance with all applicable banking laws and regulations
Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.
Your expertise
Qualifications:
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
How we hire
This role requires an assessment on application. Learn more about how we hire: www.ubs.com/global/en/careers/experienced-professionals.html
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Contact Details
UBS Business Solutions SA
UBS Recruiting
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.