Senior Associate/ Associate, Specialist, Business Control & Quality Assurance, COO, Consumer Banking Group - (2500007J)
CBG 風險控管確保及營運風險管理 分行作業與前線業務查核
Role & Key Responsibilities:
l Investigate sales misconduct.
l Conduct periodic SOP/Boundary list review and training.
l Develop and maintain SOP to ensure compliance with regional policies and local regulations.
l Collaborate with stakeholders to enhance sales monitoring reports and strengthen control points/mechanisms.
l Timely completion of sales surveillance reports and sales health checks.
l Support BIF revision, SCSA, and fulfill information requests for internal and external audits.
Hiring Criteria/ Our Ideal Candidates:
l University or above.
l With at least 5 years related experience and expertise in employee mis-conduct investigation.
l Familiar with banking branch operations /sales process or control assurance techniques.
l Good investigation and presentation skills, such as evidence collection, information gathering, related party interview, meeting material preparation and presentation to senior levels.
l Ability to work independently and maintain confidentiality of records and information.
l Aggressive, positive thinking and task-oriented.
l Good in MS office tool, including Excel and PowerPoint.
l Willing to take challenge, ability to work under pressure and a good team player.
l Fluent English in both oral and written communication
: Taiwan-Taipei
: Risk Management
: Jul 9, 2025, 7:07:24 AM
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