Company Description
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
Job Description
- Be the main point of contact for clients in relation to Investor AML/KYC onboarding and ongoing monitoring reviews.
- Review and conduct source of funds & wealth corroboration of clients/investors in line with regulatory requirements.
- Familiar with AML/KYC requirements for individuals and different types of entities e.g. Private Companies, Limited Partnership, Financial Institutions, Trusts etc.
- Well-versed in Enhanced Due Diligence for high-risk cases including PEPs, Adverse Media, Sanctions, and other independent recommendations to mitigate identified risks.
- Track, Manage and provide oversight in a checker function to the support team to ensure the smooth production of reviews.
- Ensure client database is up to date and accurate in relevant software and systems used for the onboarding and ongoing monitoring stages of the lifecycle.
- Assist with external initiatives from time to time which include but are not limited to quality assurance, audit and/or regulatory inspections that clients will undergo.
- Provide guidance as subject matter expert internally and externally and act as a resource for junior team members.
- Conduct training for and alongside internal team members and external stakeholders as and when required.
- Contribute ideas and participate in transformation and change initiatives to drive continuous improvement to further enhance key deliverables.
- Stay up to date with new AML regulatory changes and developments to brief team members and clients on applicability
- Support the department as required within the confines of role.
- Undertake any additional reasonable duties as required the Firm.
Qualifications
- Bachelor’s degree in law, accounting or equivalent fields
- At least 4 years of relevant experience within a regulated fund or asset management environment, fund administrator or financial services provider.
- Good knowledge of Singapore and Hong Kong AML rules and regulations.
- Working knowledge of Cayman AML rules would be a plus
- Proficiency in English written and verbal communication
- Ability to work under pressure in a fast-paced environment
Desired Criteria:
- Professional Certifications in Anti-Money Laundering (such as ICA or ACAMS) is not mandatory but would be an advantage
- Some knowledge on Fund Administration would be helpful
Additional Information
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
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