Japan Control and Regulatory COO

Credit Suisse


Hong Kong-Hong Kong-Hong Kong | Full-time | Global Markets | English

We Offer

  • You an opportunity within the Markets Control and Regulatory COO team, where you will be responsible for establishing and implementing key control and regulatory initiatives across the Japan Markets business.

  • Responsibilities you working closely with Business Heads and Business COOs as well as key Corporate functions.

  • You being the representative of the Japan Markets business regionally and globally in key risk and control forums.

  • You crafting and implementing key control and regulatory initiatives and for you in promoting a control culture.

  • Your continued improvement of existing control and governance framework in line with regulatory expectations.

  • You in performing risk control assessments and control read-across of regulatory fines in the APAC region.

  • Your participation and steering meaningful industry group discussion and you representing the Controls team on Firm global regulatory initiatives such as MIFID, trade repository/ central clearing, which impacts Markets.

  • You representing Japan Markets in collaborating with regulatory authorities, incident investigations and across critical issues.


You Offer

  • Minimum 5 years experience in a global investment bank in control/risk functions.

  • Deep understanding of the Markets business generally and/or experience with Japan regulations relating to Equities trading generally.

  • Knowledge of products and/or Japan regulations relating to Equities Trading an advantage.

  • Your ability in working independently and results orientated.

  • Ability to learn quickly and handle multiple demands.

  • Strong awareness of controls and governance.

  • Ability to work in partnership with business, business COOs and corporate functions in the region and globally.

  • Outstanding interpersonal and communication skills. Fluency in English and Japanese

  • Being a degree holder and relevant post graduate qualifications CPA, CFA, MBA an advantage

  • Having a JSDA Business Manager or Internal Control Manager qualification being an advantage


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Confirmed 17 hours ago. Posted 30+ days ago.

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