Hong Kong-Hong Kong-Hong Kong|Full-time|Global Markets|English
You an opportunity within the Markets Control and Regulatory COO team, where you will be responsible for establishing and implementing key control and regulatory initiatives across the Japan Markets business.
Responsibilities you working closely with Business Heads and Business COOs as well as key Corporate functions.
You being the representative of the Japan Markets business regionally and globally in key risk and control forums.
You crafting and implementing key control and regulatory initiatives and for you in promoting a control culture.
Your continued improvement of existing control and governance framework in line with regulatory expectations.
You in performing risk control assessments and control read-across of regulatory fines in the APAC region.
Your participation and steering meaningful industry group discussion and you representing the Controls team on Firm global regulatory initiatives such as MIFID, trade repository/ central clearing, which impacts Markets.
You representing Japan Markets in collaborating with regulatory authorities, incident investigations and across critical issues.
Minimum 5 years experience in a global investment bank in control/risk functions.
Deep understanding of the Markets business generally and/or experience with Japan regulations relating to Equities trading generally.
Knowledge of products and/or Japan regulations relating to Equities Trading an advantage.
Your ability in working independently and results orientated.
Ability to learn quickly and handle multiple demands.
Strong awareness of controls and governance.
Ability to work in partnership with business, business COOs and corporate functions in the region and globally.
Outstanding interpersonal and communication skills. Fluency in English and Japanese
Being a degree holder and relevant post graduate qualifications CPA, CFA, MBA an advantage
Having a JSDA Business Manager or Internal Control Manager qualification being an advantage