Senior Analyst, Depository Operations (Fund Compliance)

Northern Trust

Responsibilities
Industry
Experience
Company Type
Workhours

Role


The role is within EMEA Depositary Operations helping to ensure that NTGSL Luxembourg branch fulfils its oversight obligations under AIFMD and UCITS.


Responsibilities

  • The primary responsibility of the department is to ensure that the funds are invested in accordance with the applicable regulations based on the fund type, applicable Law and regulations, and Fund Prospectus.
  • The responsibility of the ICM Analyst is to ensure day to day ICM is performed and to escalate any issues in accordance with the escalations procedures


Duties

  • Regular investment objectives and policy monitoring
  • Liaising with the HUB on the ICM related issues
  • Analysing and Resolving ICM breaches
  • Escalating Investment compliance issues and breaches in a timely manner
  • Ensuring the manual and system set up restrictions are up to date and in line with applicable Laws and Fund’s Prospectuses
  • Preparation of the client communication including participation in preparation of reports for the Funds’ Governing Bodies
  • Internal Procedures maintenance and update
  • Participate to Business Development projects

Experience

 

  • University degree in relevant are such as Finance, Accounting, Economics, Business Studies etc.
  • Experience in Fund Compliance, Fund Audit, Finance position in the Banking Industry

  • Good Knowledge of Financial instruments
  • Very Good Working Knowledge of Excel and Bloomberg
  • Attention to detail and constant focus on quality and client service
  • Seek to develop own skills and capability on a self- motivated basis

 

About Northern Trust

 

For more than a century, Northern Trust has worked hard building our legacy of outstanding service, expertise and integrity. From a Chicago-based bank founded in 1889, we now have more than 20 international locations and 16,500 employees globally. We serve the world’s most-sophisticated clients – from sovereign wealth funds and the wealthiest individuals and families, to the most-successful hedge funds and corporate brands.

 

We burnished our reputation as a global leader delivering innovative investment management, asset and fund administration, fiduciary and banking solutions enabled by sophisticated, leading technology. And through it all, we continually laid a solid, forward-looking foundation on which future generations can continue growing and achieving greater.

 

As of September 30, 2017, Northern Trust Corporation had:

  • $131 billion in banking assets
  • $7.8 trillion in assets under custody
  • $9.7 trillion in assets under custody/administration
  • $1.1 trillion in assets under management

 

As Northern Trust is a financial organisation, all new employees will be required to undergo a criminal record check.

 

 

 

 

 

 
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Confirmed 8 hours ago. Posted 30+ days ago.

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